ABSTRACT
Background: Lumbar spinal fusion (LSF) is used to treat lumbar degenerative disorders. Methods to improve the functional recovery of patients undergoing LSF is one of the main goals in daily clinical practice. The objective of this study is to assess whether biophysical stimulation with capacitively coupled electric fields (CCEF) can be used as adjuvant therapy to enhance clinical outcome in LSF-treated patients.
Methods: Forty-two patients undergoing LSF were assessed and randomly allocated to either the active or to the placebo group. Follow-up visits were performed at 1, 3, 6, and 12 months after surgery; long-term follow-up was performed at year 10. Visual analogue scale (VAS), the Oswestry Disability Index (ODI), and the 36-item Short Form Health Survey (SF-36) questionnaire were recorded.
Results: This study demonstrates a significant improvement in CCEF-treated patients at 6 and 12 months' follow-up for SF-36, and at 12 months' follow-up for ODI values. Based on SF-36 and ODI scores, we reported a significantly higher percentage of successful treatments at 12 months in the active compared with the placebo group. Moreover, in a subset of patients at 10 years' follow-up, a significant difference was reported in VAS and ODI scores between groups.
Conclusions: The results demonstrate that 3 months of CCEF treatment immediately after surgery is effective in reducing ODI and improving SF-36 score, and that these benefits can be maintained up to 12 months. In a subset of patients, these positive outcomes are retained up to 10 years.
Level of Evidence: I.
Clinical Relevance: This study suggests that CCEF stimulation can be used as an adjunct to LSF for spine diseases, for increasing overall quality of life and improving patients' functional recovery. CCEF is safe and well tolerated, compatible with activities of daily living.
- spinal fusion
- capacitively coupled electric fields
- quality of life
- chronic back pain
- randomized prospective placebo-controlled trial
- level I
INTRODUCTION
Lumbar spinal fusion (LSF) is the end stage treatment for spinal pain caused by a wide range of degenerative conditions, such as spinal stenosis, instability, degenerative spondylolisthesis, and degenerative disc disease. The number of LSFs performed worldwide has steadily increased in the last years. However, the outcomes are not always satisfactory, because of conflicting results and recommendations in the literature regarding the postsurgery management to improve clinical outcomes of patients. Mannion et al1 described no statistically significant or clinically relevant differences in patients with chronic low back pain treated with either LSF or rehabilitation over 11 years' follow-up. Moreover, 2 systematic reviews failed to show superiority of surgical treatment compared with conservative treatment in discogenic low back pain and lumbar degenerative spondylosis.2,3
Given these premises, one of the main goals of current research on this field is finding methods to improve the clinical outcomes of patients undergoing LSF, in particular concerning low back pain and disability.
Physical stimuli have been extensively reported in literature to improve fracture's healing, as well as to enhance fusion rates after spinal surgery.4 Clinical trials demonstrated therapeutic efficacy of biophysical stimulation with the use of Pulsed ElectroMagnetic Field (PEMF) and, in most recent years, with Capacitively Coupled Electric Field (CCEF) for treatment of degenerative and traumatic lesions, in terms of pain relief and functional recovery.4
In preclinical studies, CCEF demonstrated positive effects on both bone formation and inflammatory response.5 CCEF has been shown to increase cytosolic Ca2+ levels and upregulate the expression of osteogenic genes, such as transforming growth factor-β genes, fibroblast growth factor-2, osteocalcin, and alkaline phosphatase.6 In castration-induced osteoporosis models, CCEF promotes bone fracture healing and nonunion repair.7 Clinical studies showed that CCEF improved fusion rates and reduced chronic back pain after lumbar surgery.8 Moreover, CCEF reduced nonsteroidal anti-inflammatory drug (NSAID) use and improved quality of life (QoL) after vertebral osteoporotic and compression fractures.9,10
These evidences suggest that CCEF could have a beneficial role following LSF. We designed a multicentered, randomized, prospective, double-blind, placebo-controlled trial with the primary aim of evaluating whether CCEF reduces disability index (Oswestry Disability Index, ODI) and improves QoL following instrumented spinal fusion for degenerative and traumatic disorders.
MATERIALS AND METHODS
Study Group
This multicenter, randomized, prospective, double-blind, placebo-controlled trial was approved by ethics committee of each of the institutions involved. Written informed consent was obtained by all patients at the enrollment visit.
Inclusion criteria were as follows: spine disorders with the need for an instrumented spinal fusion up to 2 intervertebral disc spaces. Patients with primitive or secondary spinal tumors, systemic disease such as rheumatoid arthritis or other inflammatory arthropathies, chronic renal failure stage 2 or worse, type 1 or type 2 diabetes mellitus in insulin treatment, and hypo or hyperthyroidism were excluded from this study, as well as patients with previous vertebral arthrodesis at the same level.
Surgical Treatment
The spinal fusion techniques used were as follows:
- Posterior/posterolateral fusion with pedicle screws and rods.
- Posterior lumbar interbody fusion (PLIF) with cages, screws, and rods.
- Anterior lumbar interbody fusion (ALIF) with anterior interbody cages, screws, and plates or rods.
CCEF Treatment Protocol
Patients who met the inclusion criteria were randomly allocated to either active CCEF stimulation or to the placebo group. Patients were randomly assigned to the active or placebo group using a web-based randomization program built on the randomization criteria: sex (male/female), age (18–60, >60 years), spinal fusion techniques (PLIF/posterolateral fusion/ALIF), and smoking status (yes/no). For each patient, data were collected and inserted in a clinical report form.
The device used was OsteoSpine (IGEA SpA, Carpi, Italy). This medical device weights 140 g, and provides a density current of 25 μA/cm2 in the region of interest. The signal consists of 12.5 Hz burst with a duty cycle of 50%.The active part of the burst is a sinusoidal wave of 60 kHz with an amplitude adjusted by a microprocessor according to the impedance of the body interposed between the electrodes. The body region covered by CCEF equals the length of the 2 electrodes pad and goes as deep as the fusion mass and the vertebral bodies (Figure 1). This setting allows the stimulation of 2 intervertebral disc spaces. The pad is made of highly conductive material covered with adhesive gel. Previous studies have shown a good skin tolerability of the device.9–11 The device comes with a build-in software that records the stimulation times.
Patients were taught and asked to place the pad paraspinally at the level of the surgical intervention, starting the stimulation 7 days after surgery, for 9 hours per day for 90 days. According to the allocation group, the patient received 1 of 2 devices by an independent research assistant, who will not be involved in patient care or assessment. Physicians, as well as medical assessors, were blinded to the allocation of patients in the study groups. The study group received a completely functional device that provided the therapeutic signal described above; the placebo group received a sham device, externally identical to the active one, that provided a 0.1 V peak-to-peak sine wave, the minimum amount of current that allowed the generator to record skin contact and thus monitor the effective time of utilization.
Data Collection and Clinical Assessment
Clinical data were collected at the enrollment visit. Physical examination was performed. Pain was recorded using the Visual Analogue Scale (VAS).12 QoL was recorded using the ODI and the 36-item Short Form Health Survey (SF-36) questionnaire.12,13 Type of surgery and levels of arthrodesis were recorded. Follow-up visits were performed at 1, 3 (end of CCEF treatment), 6, and 12 months after surgery. A subset of patients was re-evaluated at 10 years; VAS, ODI, and SF-36 values were recorded.
Statistical Methods
Power analysis is as follows: based on our clinical experience, a difference of 6 points in ODI, with a standard deviation of 6 can be considered a relevant difference between groups at the end of the follow-up period. Group sample sizes of 17 each achieve an 80% power to reject the null hypothesis of equal means when the population mean difference is 6.0 with a standard deviation for both groups of 6.0 and with a significance level (α) of 0.050 using a 2-sided 2-sample equal-variance t test.
For continuous variable, means and standard deviations were obtained. In order to evaluate whether the surgical intervention was successful in improving the QoL (from now on referred to as successful treatment), we considered a 9 points difference of the ODI subjective-evaluation score as clinically relevant. Mannion et al14 defined “minimum detectable change” (MDC95%) for the ODI of approximately 9 points as the minimum change in an individual's score required to be considered “real change” (with 95% confidence) over and above measurement error. Under this assumption, we calculated the percentage of patients with an increase greater of 9 points in ODI during follow-up. In the same way, we considered an increase of 10 points in SF-36 Health Survey with respect to baseline as a minimal expected increase in a single patient experiencing a benefit from the therapy.15,16 Percentage of successful treatment was obtained for each group at 6 and 12 months, and compared using the Fisher exact test.
RESULTS
Forty-two of the 50 eligible patients (17 allocated in the active group and 25 allocated in the placebo group) completed the follow-up; 8 patients allocated in the active group were excluded from the study (Figure 2).
Demographics, clinical characteristics at the baseline, and overall time of therapy of the 2 groups are reported in Table 1. The 2 groups were comparable for baseline characteristics. No significant differences were found between the 2 groups regarding the hours of treatment (604 ± 354 in the active group versus 635 ± 312 in the placebo group). Table 2 shows no significant difference between the 2 groups for the disease and treatment parameters analyzed.
No adverse events related to the use of the device were recorded. No intra- or perioperative adverse events occurred, and no revision surgeries were performed by the end of follow-up. No statistically significant difference in VAS was recorder between the 2 groups (data not shown).
Mean ODI values for each group and mean variation compared with baseline values were calculated for each time point (Figure 3). A significant improvement in ODI value was recorded in both groups from the preoperative to the first postoperative evaluation, and this improvement remained constant throughout the follow-ups. Worth of notice, in the study group, at 12 months the ODI value was significantly lower than in the placebo group (P < .05). We observed a significantly higher percentage of successful treatment at 12 months in the study than in the placebo group (P < .05) (Table 3).
As far as the SF-36 score is concerned, we recorded an improvement at 3, 6, and 12 months compared with baseline in both groups. SF-36 mean variation compared with baseline values (delta SF-36) was calculated for each time point: a significant improvement was recorded in both groups, but at 1 month follow-up, this increase was statistically significant only in the active group (P < .05) (Figure 4, panel A).
If we narrow the analysis to the patients who completed the SF-36 questionnaire at each follow-up, the score showed an improvement in the active group compared with the placebo group, with differences being statistically significant at 6 and 12 months (P = .03 and P = .04) (Figure 4, panel B). We observed a significantly higher percentage of successful treatment at 6 and 12 months in the study group versus the placebo group (P < .05) (Table 4).
A subset of patients (6 in the active group and 10 in the placebo group) was re-evaluated after 10 years from surgery. ODI and VAS scores showed a statistically significant improvement in the active compared with the placebo group (Figure 5).
DISCUSSION
LSF with or without decompression surgery is frequently used for the treatment of lumbar degenerative disorders despite conflicting result.17 The incidence of lumbar fusion surgeries between 1992 and 2003 has increased from 0.3/1000 to 1.1/1000 enrollees.18 However, the clinical outcome after LSF remains a subject of controversy.
Biophysical stimulation is one of the therapies available to increase the success rate of bone fracture healing.4 Two types of biophysical stimulation have been used in the last century for the management of spine diseases: PEMF and CCEF. These techniques have been reported to (i) induce osteoblast proliferation and differentiation, (ii) stimulate the mineralization process and increase bone healing, and (iii) inhibit osteoclast differentiation and osteolysis.4,19
The first report on the clinical efficacy of PEMFs in failed PLIFs comes from Simmons et al.20 who showed healed interbody fusion in 77% of PEMF-stimulated patients. These results have been recently confirmed by Risso Neto et al.21: in patients undergoing instrumented lumbar posterolateral arthrodesis, the authors showed that the PEMF-stimulated group had a 276% greater chance of consolidation in the vertebral levels compared with the sham group. Several authors reported similar effects of PEMF stimulation in patients undergoing LSF surgeries.22–24 However, Mooney24 described a drop off rate of 20% and inconsistent use of the PEMF device in 35% of the subjects. These effects have been accounted to the discomfort of the PEMF device. The CCEF device on the contrary has proven much more comfortable, due to its smaller and lighter applicators, thus providing improved patient compliance. By means of CCEF stimulation, Goodwin et al.8 reported a fusion success rate of 84% versus 64.9% (P < .01) and a clinical success rate of 88.2% versus 75.5% (P < .05), in the comparison between active group versus placebo group.
Mooney24 pointed out that not all the radiographic fusion success led to an improvement of clinical results, and that some clinical success occurred despite radiologic evidence of pseudarthrosis. Dhall et al.25 highlighted that achieving a solid arthrodesis following a spinal fusion procedure is generally believed to be an important goal; however, the relationship between successful fusion and clinical outcome has not been fully established. Therefore, pain relief and overall QoL are critical aspects to be assessed when evaluating spinal fusion outcomes.
CCEF have been proven from the literature to be effective on pain control and on reduction of NSAIDs use. Rossini et al.9 described a dose-dependent effect on pain relief in the CCEF active group. Piazzolla et al.10 demonstrated an improvement of clinical symptoms with faster fracture healing and a significant reduction in the area of vertebral bone marrow edema, with pain resolution times reduced by half in CCEF-stimulated patients.
Altogether, these reports suggest that CCEF might have a positive impact on patients undergoing LSF. To assess this hypothesis, we designed a randomized controlled trial with the aim of evaluating whether CCEF improves outcome of patients following LSF.
In the current study, no negative side effects were observed during and after the CCEF stimulation. At 12 months, a significant reduction in the ODI score was measured in the active versus the placebo group (P < .05). In agreement with these results, we observed a significantly higher percentage of successful treatment at 12 months in the active group. Our results demonstrate that 3 months of CCEF treatment is effective in reducing disability.
In the active group, a statistically significant improvement in SF-36 score compared with baseline was recorded already 1 month from surgery; we also observed a significantly higher percentage of successful treatment at 6 and 12 months in the active group. Moreover, focusing the analysis on the patients who completed the SF-36 questionnaire at each follow-up, statistically significant differences between groups were measured at 6 and 12 months. Our findings strongly suggest that CCEF stimulation is able to increase the QoL in patients immediately after surgery, leading to a higher percentage of successful treatments at 6 and 12 months. CCEF stimulation proved to be effective in the above-mentioned clinical outcomes regardless the spinal disorder treated. Ten years after surgery, a subset of patients were re-evaluated: ODI and VAS scores showed a statistically significant improvement in the active compared with the placebo group.
The main limitation of this study is the small number of patients enrolled, due to strict inclusion criteria allowing only 2 intervertebral disc spaces undergoing fusion. Another limitation is the small number of patients with 10 years' follow-up; however, the complexity of recalling patients after so many years postsurgery has to be taken into consideration.
A recent call for action from the low back pain working group highlighted that chronic pain, leading to rest and medication, is linked with worsening disability, whereas active strategies such as exercise are associated with reduced disability and less reliance on formal health care.26 In this view, CCEF treatment after spine surgery leads to pain relief and better QoL, allowing the patient to return to previous activities and to an overall healthier life style, leading to a significant improvement in the medium and long-term outcomes. Our results suggest that CCEF stimulation should be used in clinical practice as an adjunct to spinal fusion in the treatment of spine diseases, for increasing overall QoL after surgery, thus improving patients' functional recovery.
Footnotes
Disclosures and COI: L. Massari has received consultant honoraria from IGEA SpA. Institutions 1, 2, and 4 have received a grant from IGEA SpA. S. Setti and S. Salati are employees of IGEA SpA. The other authors received no funding for this study and report no conflicts of interest.
- This manuscript is generously published free of charge by ISASS, the International Society for the Advancement of Spine Surgery. Copyright © 2020 ISASS